FIA urged the SEC to exclude futures commission merchants from its proposed requirement to centrally clear transactions in Treasury securities.
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The CFTC Market Participants Division and Division of Market Oversight extended through September 30, 2021, COVID-19 related no-action relief to floor brokers from location, registration and real-time market monitoring requirements.
In a series of Notices, NFA reminded member firms, by type, of their regulatory obligations based on common examination deficiencies.
NFA extended relief from certain recordkeeping requirements to futures commission merchants / introducing brokers, swap dealers and forex dealer members.
The CFTC staff extended previously issued COVID-19-related relief through January 15, 2021 for registrants and members of swap execution facilities and designated contract markets.