The SEC set an effective date of January 2, 2024 and accompanying compliance dates for new Exchange Act Rule Rule 10c-1. The final rule was published in the Federal Register.
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The SEC adopted a new rule under the Securities Exchange Act which imposes reporting requirements on persons who lend "reportable securities."
The SEC finalized a strategic plan detailing priorities for fiscal year 2022 through fiscal year 2026.
The SEC proposed a "draft strategic plan" detailing its priorities for FY 2022 through FY 2026.
SIFMA and the Asset Management Group raised concerns regarding an SEC-proposed rule that would create extensive reporting requirements for any individuals loaning a security.