FINRA notified broker-dealers of the due dates on filing requests for extensions of time to satisfy margin deficiencies prior to and after the 2023 holidays (when the exchanges or banks are closed).
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SEC Chair Gary Gensler and CFTC Chair Rostin Behnam highlighted U.S. regulatory initiatives in "new era" for derivatives.
Public statements in response to a petition to review a recently approved FINRA rule change are due by May 10, 2022.
SIFMA and the Asset Management Group raised concerns regarding an SEC-proposed rule that would create extensive reporting requirements for any individuals loaning a security.
A FINRA proposal to delay the implementation date of rule amendments on margin requirements for Covered Agency Transactions was published in the Federal Register.