Public statements in response to a petition to review a recently approved FINRA rule change are due by May 10, 2022.
News & Insights
18 News Results
FINRA proposed to delay, from March 25, 2021 to October 26, 2021, the implementation date of amendments to FINRA margin requirements on "To Be Announced" and other "Covered Agency Transactions."
The SEC granted a proposal by FINRA to extend the effective date to establish margin requirements for "to-be-announced" or "TBA" transactions and other forward-settling agency securities transactions.
FINRA proposed extending the effective date for certain amendments to FINRA Margin Rule requirements.
The SEC approved a proposal to delay the effective date of FINRA Margin Rule amendments from December 15, 2017 to June 25, 2018.