FINRA notified broker-dealers of the due dates on filing requests for extensions of time to satisfy margin deficiencies prior to and after the 2023 holidays (when the exchanges or banks are closed).
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Public statements in response to a petition to review a recently approved FINRA rule change are due by May 10, 2022.
SIFMA and the Asset Management Group raised concerns regarding an SEC-proposed rule that would create extensive reporting requirements for any individuals loaning a security.
The SEC reminded companies to use the 2021Q4 version of the Document and Entity Information taxonomy for Electronic Data Gathering, Analysis, and Retrieval system filings.
The American Institute of Certified Public Accountants' Financial Reporting Executive Committee requested feedback on proposed changes to AICPA's "Brokers and Dealers in Securities" Accounting Guide.