The SEC opened a new comment period to consider whether to approve a joint SRO-proposed amendment to revise the Consolidated Audit Trail Reporter Agreement and the Consolidated Audit Trail Reporter Agent Agreement.
News & Insights
The securities exchanges that participate in the Consolidated Audit Trail withdrew proposed amendments to the CAT Reporter Agreement and the CAT Reporter Agent Agreement.
The securities exchanges that participate in the Consolidated Audit Trail withdrew proposed amendments to implement a revised funding model and impose a related fee schedule.
The SEC announced that Consolidated Audit Trail participants withdrew a proposed amendment to implement a revised funding model for the CAT and to impose a related fee schedule.
The SEC extended the time to consider a proposed amendment to the Consolidated Audit Trail National Market System Plan. The amendment would implement a revised funding model for the Consolidated Audit Trail and impose a related fee schedule.