FINRA notified broker-dealers of the due dates on filing requests for extensions of time to satisfy margin deficiencies prior to and after the 2023 holidays (when the exchanges or banks are closed).
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Public statements in response to a petition to review a recently approved FINRA rule change are due by May 10, 2022.
SIFMA and the Asset Management Group raised concerns regarding an SEC-proposed rule that would create extensive reporting requirements for any individuals loaning a security.
A FINRA proposal to delay the implementation date of rule amendments on margin requirements for Covered Agency Transactions was published in the Federal Register.
FINRA proposed extending the implementation date of rule amendments on margin requirements for "to-be-announced" transactions and other forward-settling agency securities transactions.