In a new report, the Congressional Research Service provided an in-depth analysis of the SEC's approach towards climate-related financial risk disclosures.
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GAO identified deficiencies in the SEC's oversight of FINRA and offered recommendations for enhancing SEC oversight.
SEC Chair Jay Clayton and CFTC Chair J. Christopher Giancarlo vowed to support and scrutinize distributed ledger technology and cryptocurrency-related market activity.
The SEC and the North American Securities Administrators Association entered into a memorandum of understanding to ensure that recently adopted exemptions to intrastate crowdfunding and regional offering requirements are "facilitating access to capital for small business."
SEC Chair Mary Jo White provided an overview of the SEC's "robust and wide-ranging work" to regulate the global securities marketplace.