The North American Securities Administrators Association expanded its Electronic Filing Depository System to accommodate the electronic notice filings for unit investment trusts (Form NF-UIT).
The North American Securities Administrators Association will continue to waive fees for the Investment Adviser Registration Depository system for state-registered investment adviser firms.
The North American Securities Administrators Association announced a continued waiver of Investment Adviser Registration Depository system fees for 2018.
North American Securities Administrators Association President Mike Rothman testified before the House Committee on Financial Services on the impact of the JOBS Act on U.S. capital markets.
NASAA requested comments on a proposed model statute and model rule that would permit "testing the waters" in Tier 1 offerings conducted under Regulation A of the Securities Act.