The FTC charged a company and its officer with using customer funds raised through crowdfunding for personal expenses and marketing, rather than for the development of several promised products.
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The MFA released the latest edition of its monthly newsletter, MFA Policy Brief . The following items of regulatory interest are included: The MFA's comment letter to the SEC on proposed capital, margin and segregation rules. An update on developments surrounding financial transaction tax proposals in the European Union and the U.S. An MFA piece regarding key provisions in the Jumpstart Our Business Startups ("JOBS") Act designed to remove the general solicitation ban covering private offerings. MFA President and CEO Richard H. Baker's comments on Foreign Account Tax Compliance Act ("FATCA")