The SEC adopted the 2024 annual budget of the Public Company Accounting Oversight Board along with the related annual accounting support fee.
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The MSRB amended the annual rate card fees for broker-dealers and municipal advisors in 2024.
FINRA proposed an amendment to its Trading Activity Fee that would exempt transactions by a non-member proprietary trading firm executed on an exchange of which the firm is a member.
The SEC granted an extension of the temporary exemptive relief previously issued to national securities exchanges and national securities associations to facilitate settlement negotiations concerning Consolidated Audit Trail National Marketing System Plan amendments.
The SEC opened a new comment period to consider whether to approve a joint SRO-proposed amendment to revise the Consolidated Audit Trail Reporter Agreement and the Consolidated Audit Trail Reporter Agent Agreement.