A Colombia-based financial holding company and its merchant bank subsidiary resolved separate SEC and DOJ charges for bribery in connection with a highway construction project.
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The SEC and the DOJ charged three executives of a shipbuilding company for fraudulently overstating revenues and earnings to investors.
A bank holding company entered into a plea agreement for filing false securities statements as to its initial public offering and subsequent annual filings.
The DOJ announced that a District of Oregon grand jury charged four founders of a decentralized finance cryptocurrency investment platform with wire fraud for having allegedly perpetuated a crypto-related Ponzi and pyramid scheme that raised approximately $340 million from investors.
The DOJ, the SEC and the CFTC charged the Alameda Research CEO and the FTX Chief Technology Officer in schemes to defraud FTX's customers and investors.