FIA and ISDA supported CFTC-proposed amendments to rule-filing requirements that would change the process by which infrastructure providers submit rule filings - including self-certifications and requests for approvals - as well as the manner in which the CFTC reviews and processes these filings.
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As part of the administration's Fall 2022 Unified Agenda of Regulatory and Deregulatory Actions, the CFTC provided a detailed list of all the rules that it is considering over the next year.
CFTC Chief of Staff and Chief Operating Officer Jaime L. Klima will leave the agency in January 2021.
The CFTC and the South African Reserve Bank initiated a collaboration to share information regarding financial technology.
CFTC Chair Heath P. Tarbert directed staff on the use of (i) no-action letters, (ii) interpretive letters, (iii) staff guidance, advisories and FAQs, and (iv) exemptive letters.