The CFTC Division of Swap Dealer and Intermediary Oversight issued guidance on the practical implementation of no-action relief for FCM investments in money market funds.
The NFA reminded Commodity Pool Operator and Commodity Trading Advisor members that an amendment to NFA Compliance Rule 2-46 that imposes a $200 late fee for each business day after which the Member files its quarterly NFA Form PQR or PR after the due date is now in effect.
The CFTC unanimously approved a final rule to amend CFTC Rule 1.35(a) ("Records of Commodity Interest and Related Cash or Forward Transactions") to reduce certain recordkeeping requirements imposed on end-users.
