A Connecticut-based commodities firm settled CFTC charges for trading on misappropriated material non-public information.
News & Insights
130 News Results
The CFTC charged multiple entities for falsely claiming to be registered with the CFTC and NFA in connection with commodities offerings.
The CFTC filed charges against a trading firm and its CEO for engaging in "manipulative and deceptive" trading practices in the natural gas futures and crude oil futures markets.
A federal jury convicted two former precious metal traders on charges of (i) fraud, (ii) attempted price manipulation and (iii) spoofing for their involvement in a multi-year market manipulation scheme.
In a white paper, the FIA reviewed the role of clearing firms (i.e., futures commission merchants, in the United States) in derivatives markets.