CFTC Commissioner Kristin N. Johnson expressed discomfort with the notion that investors could interact directly with other investors on an exchange without going through the intermediation of a futures commission merchant.
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The CFTC Division of Enforcement established a Cybersecurity and Emerging Technologies Task Force and an Environmental Fraud Task Force.
In remarks before the FIA International Derivatives Conference, CFTC Commissioner Christy Goldsmith Romero argued that the financial industry must move from a "mentality of incident response to one of cyber resilience."
CFTC Commissioner Christy Goldsmith Romero highlighted risks created through the use of digital assets.
NFA set an effective date of May 31, 2023 for recently adopted rules which establish requirements applicable to firms engaging in "digital asset commodity" activities.