JP Morgan Securities LLC, a registered futures commission merchant and swap dealer, agreed to pay a civil monetary penalty to settle CFTC charges that it failed to maintain adequate systems for reconciling exchange and clearing fees for trading of Chicago Mercantile Exchange products.
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The CFTC issued an order adding the interest rate and foreign exchange asset classes to ICE Trade Vault, LLC ("ICE"), as a provisionally registered swap data repository, pursuant to CEA Section 21 ("Swap Data Repositories") and Part 49 of CFTC Regulations ("Swap Data Repositories"). In the order, the CFTC reminded ICE that it continues to be fully subject to all the provisions of the Provisional Registration Order as well as CFTC regulations and guidance.