NFA proposed reducing certain fees on Forex Dealer Members.
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NFA reminded firms that are engaged in swaps activities to pay the new annual dues surcharge by January 1, 2020.
The CFTC issued the 2019 fee schedule for overseeing the rule enforcement programs of regulated exchanges and NFA.
Elizabeth Warren (D-MA), Tammy Baldwin (D-WI), Sherrod Brown (D-OH), Mark Pocan (D-WI) and Pramila Jayapal (D-WA) introduced a bill to govern the private funds that engage in change in control transactions.
The National Futures Association charged a commodity trading advisor and pool operator for violations concerning the commingling and holding of pool assets in order to avoid certain membership fees.