NFA questioned the rationale and benefits of proposed changes in a CFTC proposal to increase the disclosure requirements for commodity pools and managed account programs operated by registered commodity pool operators and commodity trading advisors.
News & Insights
4 News Results
NFA proposed amendments to provide additional guidance on performance reporting and disclosure for commodity pool operators and commodity trading advisors.
The CFTC Division of Swap Dealer and Intermediary Oversight granted exemptive relief to a commodity pool operator from the requirement to deliver quarterly account statements to pool participants within 30 days of each quarter.
The CFTC Division of Swap Dealer and Intermediary Oversight granted exemptive relief to the additional pools of a commodity pool operator that previously received relief from the requirement to deliver a quarterly account statement within 30 days of the end of the quarter to pool participants.