The NFA submitted to the CFTC proposed changes to compliance rules, bylaws and interpretive guidance related to Member Questionnaires requirements.
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A Connecticut-based commodities firm settled CFTC charges for trading on misappropriated material non-public information.
Following a comprehensive two-year examination of carbon markets, the CFTC proposed guidance on the listing of voluntary carbon credit derivative contracts.
The CFTC disapproved a designated contract market's proposed options contract based on which political party will have control of Congress.
A registered futures commission merchant settled CFTC charges for failing to supervise adequately the monitoring of its customers' trading.