NFA issued guidance reminding CPOs and CTAs that failure to affirm an active exemption from registration will result in the exemption being withdrawn on March 2, 2023.
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NFA reminded CPOs and CTAs that failure to affirm an active exemption from registration will result in the exemption being withdrawn on March 2, 2022.
NFA amendments that modify the definition of "branch office" to exclude certain locations that are part of a hybrid work-from-home environment will go into effect on September 23, 2021.
CFTC Commissioner Dan M. Berkovitz urged the CFTC to revisit exemptions from certain registration and compliance regulations that were extended to family offices.
NFA reminded registrants that the annual affirmation requirement for entities claiming exemption from CPO or CTA registration is March 1, 2021.