Following a comprehensive two-year examination of carbon markets, the CFTC proposed guidance on the listing of voluntary carbon credit derivative contracts.
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An introducing broker settled charges with the National Futures Association for failing to comply with recordkeeping requirements and to ensure proper registration of individuals.
The CFTC disapproved a designated contract market's proposed options contract based on which political party will have control of Congress.
The CFTC initiated a review of a DCM offering related to which political party will control each chamber of the U.S. Congress.
NFA issued guidance reminding CPOs and CTAs that failure to affirm an active exemption from registration will result in the exemption being withdrawn on March 2, 2023.