CFTC Commissioners Caroline D. Pham and Summer K. Mersinger criticized the CFTC's failure to amend CFTC Rules requiring that derivatives transaction execution facilities comply with specified "core principle" requirements in light of long-standing staff relief.
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NFA amendments to swap dealer compliance rules on trade execution requirements will go into effect on September 30, 2021.
NFA proposed amendments clarifying that member swap dealers who violate the trade execution compliance schedule or clearing requirements of the CFTC's rules also will have violated an NFA requirement.
The CFTC requested nominations for membership on a new Subcommittee to Evaluate Commission Policy with Respect to Implementation of Amendments to Enumerated Agricultural Futures Contracts with Open Interest under the Agricultural Advisory Committee.
An industry Determinations Committee suspended the settlement of credit derivatives transactions referencing Noble Group Ltd.