The CFTC Market Participants Division and Division of Market Oversight extended through September 30, 2021, COVID-19 related no-action relief to floor brokers from location, registration and real-time market monitoring requirements.
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The CFTC Division of Market Oversight extended the no-action relief provided to swap execution facilities for filing annual compliance reports to November 30, 2021.
The CFTC and the Bank of England entered into a Memorandum of Understanding relating to the supervision of clearinghouses operating on a cross-border basis in the United States and the United Kingdom.
The CFTC staff extended previously issued COVID-19-related relief through January 15, 2021 for registrants and members of swap execution facilities and designated contract markets.
CFTC Chair Heath Tarbert called for a "predominately principles-based approach" to regulating digital assets and other FinTech products.