NFA extended relief through the end of 2022 from the requirement to conduct on-site annual inspections of branch offices and guaranteed introducing brokers.
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11 News Results
NFA adopted an amendment to the examination requirement for branch office managers of firms that engage only in swap activities.
NFA filed with the CFTC proposed amendments to the examination requirement for branch office managers and designated futures principals that engage in swap activities.
NFA amendments that modify the definition of "branch office" to exclude certain locations that are part of a hybrid work-from-home environment will go into effect on September 23, 2021.
NFA proposed amendments to its branch office interpretative notice that would modify the definition of "branch office" to exclude certain locations that are a part of a hybrid work-from-home environment.