IOSCO's fifth annual World Investor Week will focus on sustainable finance, and fraud and scams prevention.
News & Insights
4 News Results
FINRA proposed amendments to the Security Futures Risk Disclosure Statement to reflect recent changes on position limits for security futures contracts, market-wide circuit breaker benchmarks and thresholds, and that exchanges may now list security futures on certain debt instruments.
In separate CFTC, SEC and FINRA actions, a dually registered futures commission merchant and broker-dealer settled charges of AML compliance and suspicious activity report filing failures.
The Intercontinental Exchange U.S. and ICE Futures Europe will discontinue the reporting of swap data to a swap data repository on behalf of market participants that execute (i) the exchange of futures for swaps and (ii) the exchange of options for options transactions.