Comments on a CFPB proposal to establish a public registry of terms and conditions on form contracts that waive or limit consumer rights and protections are due by April 3, 2023.
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The CFPB proposed a registry designed to monitor the use of terms and conditions on form contracts that waive or limit consumer rights and protections.
CFTC Commissioners Caroline D. Pham and Summer K. Mersinger criticized the CFTC's failure to amend CFTC Rules requiring that derivatives transaction execution facilities comply with specified "core principle" requirements in light of long-standing staff relief.
NFA amendments to swap dealer compliance rules on trade execution requirements will go into effect on September 30, 2021.
NFA proposed amendments clarifying that member swap dealers who violate the trade execution compliance schedule or clearing requirements of the CFTC's rules also will have violated an NFA requirement.