A cryptocurrency exchange settled charges for failing to register with the SEC as a "dealer" in securities.
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A company that borrowed crypto securities and promised to return them with interest settled SEC charges for failing to file a registration statement or qualify for an exemption under the Securities Act.
A convertible note financing business and its owners settled SEC charges for failing to register as a securities dealer.
A decentralized autonomous organization and its two founders agreed to settle SEC charges for failing to register the offer and sale of structured crypto asset securities.
The SEC denied a petition, filed by Coinbase, to "propose and adopt rules to govern the regulation of securities that are offered and traded via digitally native methods, including potential rules to identify which digital assets are securities."