Comments on an MSRB proposal to establish core standards of conduct and duties for "solicitor municipal advisors" are due by March 7, 2023.
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Comments on an MSRB proposal to amend rules on advertising by municipal advisors to allow for the use of testimonial statements are due by March 7, 2023.
The SEC charged a municipal advisor with defrauding the city of Rolling Fork, Mississippi, in connection with a municipal bond offering.