In an annual report, the SEC Division of Examinations identified current risks for investors and registrants and highlighted key areas for examination in 2024.
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At the SIFMA annual meeting, SEC Chair Gary Gensler highlighted potential areas for reform across the Treasury, non-Treasury fixed income, equity and security-based swaps markets.
The SEC Division of Economic and Risk Analysis described the methodology it used to analyze comments received on a proposal for the use of derivatives by registered funds and business development companies.
SEC Chair Mary Jo White testified before the Senate Banking Committee. She noted progress and completion of rulemakings required by the Jumpstart Our Business Startups Act, the Fixing America's Surface Transportation Act and the Dodd-Frank Act.