The SEC set an effective date of February 5, 2024 for amendments establishing new governance requirements aimed at reducing the likelihood that conflicts of interest influence a clearing agency's board of directors.
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The SEC adopted rules establishing new governance requirements aimed at reducing the likelihood that conflicts of interest influence a clearing agency's board of directors.
Comments on an SEC proposal to establish new governance requirements for clearing agencies are due by October 7, 2022.
The SEC proposed a new rule that would establish new governance requirements for clearing agencies.
SEC staff summarized the activities of the Fixed Income Market Structure Advisory Committee over the past year.