In its "Review of the 'Accredited Investor' Definition," a report required under Dodd-Frank, the SEC considered the evolution of the definition of the term "accredited investor," and cited statistics detailing how the impact of the definition has changed over time.
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SEC Commissioner Mark T. Uyeda identified areas for improvement in the SEC's approach to rulemaking.
The SEC set a comment deadline of November 28, 2023 for a proposal that would create a "tailored form" for registering the offerings of registered index-linked annuities.
The SEC proposed a "tailored form" for registering the offerings of registered index-linked annuities.
In a "Report on the 42nd Annual Small Business Forum," the SEC responded to several policy recommendations from market participants to improve the current capital raising regulatory framework.