The SEC finalized a strategic plan detailing priorities for fiscal year 2022 through fiscal year 2026.
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According to a new FAQ, investment advisers may consider factors relating to diversity, equity and inclusion in the selection or recommendation of other investment advisers to clients.
The SEC proposed a "draft strategic plan" detailing its priorities for FY 2022 through FY 2026.
At DC Fintech Week, SEC Chair Gary Gensler raised concerns about how financial technology, specifically machine learning, artificial intelligence, and crypto, disrupts traditional business models.
In remarks at Practising Law Institute's 2021 SEC Speaks program, SEC Chair Gary Gensler raised regulatory concerns about "the uses of digital analytics in finance."