In remarks at the "Going Public in the 2020s" Conference, SEC Commissioner Mark T. Uyeda decried the decline in the number of companies going public and made several recommendations for reversing the trend, particularly for smaller companies, which he said would benefit Main Street investors.
News & Insights
48 News Results
An investment adviser settled SEC charges for purchasing interests in a security via a public offering after short selling the same security during the Regulation M restricted period.
An investment adviser settled SEC charges for violating an SEC trading rule by purchasing interests in a security via a public offering during the restricted period after short selling the same security.
A real estate investment company and a related affiliate settled SEC charges for offering promissory notes without filing a registration statement.
Chair Gary Gensler, Commissioner Hester M. Peirce and Commissioner Mark T. Uyeda asked the SEC Small Business Capital Formation Advisory Committee to address the issues of the declining number of U.S. IPOs.