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            • August 12, 2019

              CRS Highlights EU Data Protection Rules and Penalties

              The Congressional Research Service outlined the differences between the EU data privacy and protection rules and those in the United States.
            • December 26, 2018

              SEC Seeks Feedback on Impact of MiFID II Research Requirements

              SEC staff requested feedback on the impact of recent EU rules on research and three related SEC no-action letters.
            • October 26, 2017

              SEC Provides Relief Related to MiFID II Research Payment Provisions

              The SEC issued three no-action letters intended to facilitate compliance with new MiFID II research provisions.
              Steven.Lofchie@friedfrank.com's picture
              Commentary by Steven Lofchie
            • February 27, 2017

              Office of Financial Research Academics Examine "Procyclical" Central Counterparty Margin Requirements

              The Office of Financial Research academics analyzed the effects of "procyclical" central counterparty margin requirements.
              Steven.Lofchie@friedfrank.com's picture
              Commentary by Steven Lofchie

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