The SEC instituted proceedings to determine whether to approve a FINRA proposal that would change margin requirements for certain types of "protected" index options.
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26 News Results
The SEC re-approved amendments to FINRA margin requirements on "to-be-announced" and other "Covered Agency Transactions."
The SEC Division of Trading and Markets warned broker-dealers to stay "vigilant to market and counterparty risks" during times of increased global unrest.
FINRA revised and redesignated its Interpretations of the SEA Financial and Operating Rules to align with recent SEC amendments.
The SEC adopted changes to the exemptions for certain clearing agencies and broker-dealer/futures commission merchants concerning the portfolio margining of swaps and security-based swaps that are cleared credit default swaps.