In an annual report, the SEC Division of Examinations identified current risks for investors and registrants and highlighted key areas for examination in 2024.
News & Insights
22 News Results
In its submission of a required report to the Senate Banking Committee and the House Financial Services Committee, the SEC Investor Advocate outlined policy objectives for fiscal year 2024.
The SEC finalized a strategic plan detailing priorities for fiscal year 2022 through fiscal year 2026.
The SEC proposed a "draft strategic plan" detailing its priorities for FY 2022 through FY 2026.
The SEC added 20 new positions to the Division of Enforcements Crypto Assets and Cyber Unit. The Unit combats fraud and other abuses in crypto markets.