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            • May 03, 2022

              SEC Expands Enforcement Unit Focused on Abuses in Crypto Markets

              The SEC added 20 new positions to the Division of Enforcements Crypto Assets and Cyber Unit. The Unit combats fraud and other abuses in crypto markets.
              ilan.graff@friedfrank.com's picture
              Commentary by Ilan T. Graff
            • April 04, 2022

              SEC Commissioner Peirce Criticizes Regulatory Resistance to Innovation

              SEC Commissioner Hester M. Peirce pressed regulators to allow innovators greater market freedom, stating that "regulation needs to leave room for experimentation, tinkering, and, yes, failure."
              Steven.Lofchie@friedfrank.com's picture
              Commentary by Steven Lofchie
            • December 17, 2021

              GAO Identifies Deficiencies in SEC Oversight of FINRA

              GAO identified deficiencies in the SEC's oversight of FINRA and offered recommendations for enhancing SEC oversight.
            • November 17, 2021

              SEC and Treasury Officials Recommend Strengthening Treasury Market Protections

              SEC Chair Gary Gensler and Treasury Under Secretary Nellie Liang commented on potential changes to Treasury market oversight at the U.S. Treasury Market Conference.
            • September 15, 2021

              SEC to Continue Telework Operating Status through January 3

              In the latest update on its COVID-19 Response website, the SEC stated that it will remain in "full telework posture with limited exceptions" until at least January 3, 2022.
            • August 23, 2021

              Treasury and Singapore Monetary Authority Sign Cybersecurity MoU

              Treasury and the Monetary Authority of Singapore finalized a bilateral memorandum of understanding on Cybersecurity Cooperation.
            • August 04, 2021

              SEC Chair Gensler Highlights Gaps in Crypto Regulation

              In remarks at a national security forum, SEC Chair Gary Gensler highlighted gaps in the regulation of cryptocurrencies that raise AML concerns and put investors at risk.
              Steven.Lofchie@friedfrank.com's picture
              Commentary by Steven Lofchie
            • July 13, 2021

              SEC OASB Outlines Strategic Plan for 2021-2025

              The SEC Office of the Advocate for Small Business Capital Formation outlined its key goals and strategies through 2025.
              Steven.Lofchie@friedfrank.com's picture
              Commentary by Steven Lofchie
            • May 17, 2021

              GAO Recommends CFPB Assess Impact from Fair Lending Reorganization

              In a report on the CFPB's 2018 reorganization of its fair lending activities, GAO found that the CFPB did not sufficiently incorporate key practices for monitoring the implementation and effects of the organizational changes.
            • April 26, 2021

              Council of Institutional Investors Provides Feedback to SEC on Semiannual Regulatory Agenda

              The Council of Institutional Investors provided the SEC with feedback on its semiannual regulatory agenda with a focus on investor protection, corporate disclosure, and market systems and structure.
              Steven.Lofchie@friedfrank.com's picture
              Commentary by Steven Lofchie
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