In an annual report, the SEC Division of Examinations identified current risks for investors and registrants and highlighted key areas for examination in 2024.
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The SEC voted unanimously to propose amendments to filing obligations that would expand the requirement of electronic filing of documents on the SEC's Investment Adviser Registration Depository and EDGAR system.
The U.S. House of Representatives passed a bill to establish an SEC "Senior Investor Taskforce."
The SEC adopted amendments to electronic filing regulations that specify administrative actions the agency can take to "promote the reliability and integrity of EDGAR submissions."
An SEC final rule that requires individuals in administrative proceedings to file and serve documents electronically was published in the Federal Register.