The SEC adopted final rules on (i) the mandatory clearing of transactions in Treasury securities and (ii) the application of the broker-dealer customer protection rule to Treasury securities.
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The CFTC voted to propose a rulemaking to protect clearing members' funds held by derivatives clearing organizations.
The SEC granted ICE Clear Europe's request to withdraw from registration as a clearing agency.
In an annual report, the SEC Division of Examinations identified current risks for investors and registrants and highlighted key areas for examination in 2024.
The CFTC set a comment deadline of October 24, 2023 for proposed amendments to rules governing confirmation of transactions on swap execution facilities.