The SEC granted an extension of the temporary exemptive relief previously issued to national securities exchanges and national securities associations to facilitate settlement negotiations concerning Consolidated Audit Trail National Marketing System Plan amendments.
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The SEC final rule on filing fee disclosure and payment methods goes into effect on January 31, 2022. Certain provisions of the final rule go into effect on May 31, 2022 to facilitate the transition of smaller filers to the structuring requirements that will apply to fees and related information.
The SEC adopted amendments to its filing fee disclosure and payment methods.
Technical corrections to an SEC final rule and form amendments affecting business development companies (each, a type of closed-end investment company that is not registered, or "BDC") and registered closed-end investment companies were published in the Federal Register.
The SEC adopted rule and form amendments to "modify the registration, communications, and offering processes” for business development companies (a type of closed-end investment company that is not registered) and registered closed-end investment companies.