SEC Chair Gary Gensler laid out the case for more extensive SEC regulation of crypto trading and lending platforms, stablecoins and tokens.
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A consumer loan company settled SEC charges for violating anti-bribery, books and records, and internal accounting controls provisions under the Foreign Corrupt Practices Act.
The SEC provided temporary flexibility for certain registered funds and insurance company accounts to facilitate "short-term funding" during the COVID-19 pandemic.
The SEC Office of the Advocate for Small Business Capital Formation highlighted initiatives and provided recommendations to support small businesses and investors.
At a recent forum on FiNTech innovation, SEC leaders discussed the challenges of regulating new technologies in the securities industry.