Senate Republicans challenged the SEC to justify its proposal to expand Regulation Systems Compliance and Integrity to include broker-dealers.
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SEC staff urged broker-dealers and advisers to be ready for the shortening of the securities transaction settlement cycle.
Republicans on the House Financial Services Committee and the House Committee on Agriculture requested clarification from the SEC as to whether the Ethereum token, Ether, is a security.
The Fixed Income Clearing Corporation proposed rule amendments that are intended to make effective the SEC's recent adoption of requirements that members of a central clearing organization for U.S. government securities clear certain repo and cash market trades in U.S. governments.
The SEC adopted final amendments to exemptions permitting certain internet investment advisers to register with the SEC, rather than to register with the States.