The SEC adopted amendments to Regulation NMS Rule 605 to require "market centers," to make available standardized, monthly reports of statistical information concerning order executions in national market systems stocks.
News & Insights
370 News Results
SEC Chair Gary Gensler touted the benefits of T+1 settlement, stating that the shorter settlement period will reduce market risk, protect the clearinghouses that stand between buyers and sellers, reduce the amount of margin that clearinghouses must collect, and improve market liquidity.
The SEC fined a broker-dealer and its former executive for disclosing confidential information in advance of block sales of securities.
The SEC approved the listing and trading of spot bitcoin exchange-traded product shares "on an accelerated basis."
A Connecticut-based commodities firm settled CFTC charges for trading on misappropriated material non-public information.