In an address before the Council of Institutional Investors, SEC Commissioner Mark T. Uyeda underscored the importance of adhering to statutory limits in the exercise of administrative power and enforcement, and called for a regulatory framework that provides clear, predictable guidelines for market participants.
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The Inter-Agency Working Group for Treasury Market Surveillance reported progress on efforts to ensure that the Treasury market "remains the deepest and most liquid market in the world and a central component of the financial system."
In its latest Risk Alert, SEC staff provided an overview of its process for selecting investment advisers for examination, the likely focus of an examination and the types of information examiners may request.
SEC Chair Gary Gensler testified before the Senate Appropriations Subcommittee on Financial Services in support of a 2024 budget request of $2.436 billion for the agency.
In its submission of a required report to the Senate Banking Committee and the House Financial Services Committee, the SEC Investor Advocate outlined policy objectives for fiscal year 2024.