In a jointly issued investor alert, the SEC Office of Investor Education and Advocacy, the North American Securities Administrators Association and FINRA warned investors of the increased risks of fraud involving "the purported use of artificial intelligence and other emerging technologies."
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The North American Securities Administrators Association introduced the Investment Adviser Representative Exam Validity Extension Program.
In a new report, the Basel Committee on Banking Supervision assessed "the causes of the banking turmoil [that started in March 2023], the regulatory and supervisory responses, and the initial lessons learnt."
The Bank for International Settlements concluded that the use of crypto assets poses particular risks for emerging market economies.
IOSCO and the Bank for International Settlements’ Committee on Payments and Market Infrastructures reviewed current practices used by central counterparties to address potential non-default loss events.