FINRA Proposes Rule Change to Establish Margin Requirements for TBAs and Other Agency Transactions (Fed. Reg.)

FINRA's revised proposal to amend FINRA Rule 4210 ("Margin Requirements") was published in the Federal Register. The amendments would establish margin requirements for (i) to-be-announced transactions ("TBAs"), (ii) Specified Pool Transactions and (iii) transactions in Collateralized Mortgage Obligations.

Comments on the proposal must be submitted by November 10, 2015.