The hullabaloo surrounding the run-up in the price of GameStop and the activities of Robinhood Markets, Inc. have generated front page news, calls for action, and allegations of wrongdoing.

FINRA released, for the first time, aggregate data on the trading volume of Treasury securities reported to the Trade Reporting and Compliance Engine.

The CFTC has released information as to the subject of, and participants in, a number of recent meetings between the CFTC staff and the outside world addressing, among other Dodd-Frank topics: (i) SEF registration and (ii) the Position Limits Rule. See below for details of each meeting. DATE...

The table below indicates the dates, participants and subjects of the meetings. DATE MEETING WITH RULEMAKING ABOUT 09/06/2012 More Info ICAP General Participants to discuss Post-Trade and CFTC regulations. 09/06/2012 More Info CitigroupCleary Gottlieb Steen Hamilton General Topic of discussion:...

The latest Advisers Act Enforcement Action -- Roberto Aleph Espinosa; 34-67267, IA-3423 (released 06/26/2012).

The latest Advisers Act Enforcement Action -- Matthew M. Tannin; IA-3421, 34-67249 (released 06/25/2012).

The latest Advisers Act Enforcement Action -- Ralph R. Cioffi, IA-3422, 34-67250 (released 06/25/2012).

The latest Advisers Act Enforcement Action -- Locust Offshore Management, LLC; IA-3420 (released 06/19/2012).

The latest Advisers Act Enforcement Action -- Andrey C. Hicks; IA-3419 (released 06/15/2012).

Craig Kugel; IA-3413, 34-67118 Date: 06/05/2012 OppenheimerFunds, Inc. and OppenheimerFunds Distributor, Inc.; IA-3417, 34-67142, IC-30099, 33-9329 Date: 06/06/2012 David Mark Bunzel; IA-3416, IA-30098, 34-67140 Date: 06/06/2012