A New York federal court returned a verdict in favor of the SEC, finding that a Ukranian-based trading firm and two individuals engaged in an unlawful trading scheme, generating approximately $25 million in ill-gotten gains.

The FDIC provided a multi-part analysis of the shift in corporate and mortgage loans from banks to nonbanks since the 1950s.

The CME Group will launch Block Cheese futures and options beginning in January 2020, pending regulatory review.

CFTC Commissioner Rostin Behnam named the chair and the other members of the agency's newly launched Climate-Related Market Risk Subcommittee.

The House Financial Services Committee considered several bills intended to address and prevent predatory debt collection practices.

SEC Chair Jay Clayton urged the Small Business Capital Formation Advisory Committee to consider ways to facilitate opportunities for "Main Street" investors and to support small businesses through private placements.

At an Investor Advisory Committee meeting, SEC Commissioner Allison Herren Lee recommended improving disclosures on environmental, social and governance data.

The MSRB proposed amending its Electronic Municipal Market Access system to more prominently display the timing of annual financial disclosures.

The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, effective dates and compliance dates.

FINRA requested comments on a proposal that would restrict certain associated persons from acting as beneficiaries, or as executors or trustees, on behalf of or for a customer.