Representative Maxine Waters introduced a bill to ensure that corporate insiders cannot "indirectly engage in illegal insider trading through changes to their trading plans."

FINRA provided a notice to announce that the SEC approved a supplement to the Options Disclosure Document.

The International Organization of Securities Commissions (“IOSCO”) urged issuers to address environmental, social and governance matters in their disclosures to investors.

IOSCO recommended "good practices" for the "audit committees of listed companies in supporting and promoting external audit quality."

FINRA fined a broker-dealer and its vice president for failing to supervise the broker-dealer's president regarding the sale of securities in a series of private placements.

The House Democratic Steering and Policy Committee named new members to the House Financial Services Committee.

The Office of the Comptroller of the Currency reminded certain financial institutions of final rules that increase the asset threshold for insured depository institutions eligible for an extended 18-month on-site examination cycle.

In her first address as the Chair of the House Financial Services Committee, Maxine Waters highlighted several priorities.

The U.S. Senate rejected a resolution to block the Trump administration from lifting sanctions against three companies tied to designated Russian oligarch Oleg Deripaska.

The UK Parliament rejected Prime Minister Theresa May's proposed withdrawal agreement for Britain's departure from the EU.