The MSRB proposed a rule change that would amend the professional fee for municipal advisors.

OFAC sanctioned three North Korean state-sponsored cyber groups for engaging in malicious cyber activities related to critical infrastructure.

A chief compliance officer of a trading firm settled CFTC charges related to fraudulent solicitation of pool participants and false statements to the National Futures Association.

The CFTC, European Commission and ESMA reaffirmed their commitment to "transatlantic cooperation" among regulators and to implementing the agreed upon G20 reforms to the derivatives market.

The CFTC extended the comment deadline for two proposals concerning amendments to cross-border derivatives clearing organizations rules.

A futures commission merchant settled CFTC charges for failing to enact sufficient cybersecurity measures and notify customers of a $1 million cyber breach.

The Financial Accounting Standards Board requested comment on a proposed "Accounting Standards Update" aimed at easing potential accounting burdens of LIBOR transition for loan market participants.

The SEC charged an investment advisory firm and its principal and sole owner for defrauding advisory clients by charging improper transaction costs.

The SEC provided separate small entity compliance guides for broker-dealers on Form CRS and Regulation Best Interest.

The House Financial Services Subcommittee on Investor Protection, Entrepreneurship and Capital Markets examined several proposed bills concerning the current exempt offering framework in private securities markets.