Advisers and Funds

Overview

This page provides an overview of the regulatory requirements applicable to investment advisers and investment funds, including access to Lofchie’s Guide to Hedge Fund Regulation. See also the topic pages on Broker-Dealer Regulation and on the Commodity Exchange Act, which has comprehensive materials regarding the regulation of commodity trading advisors and commodity pool operators. At the bottom of this page is a list of other potentially relevant Topic Pages.

dorothy.mehta@cwt.com's picture
Contributor Organization 
Contributor Title 
Partner
maurine.bartlett@cwt.com's picture
Contributor Organization 
Contributor Title 
Senior Counsel
Steven.Lofchie@cwt.com's picture
Contributor Organization 
Contributor Title 
Partner

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Advisers Act Manuals